I lost around 70,000 INR due to their As a registered financial advisor (RIA), your financial advisor, and the firm that employs him or her, is regulated by the Financial Industry Regulatory Authority (FINRA). Through its Complaint Program, FINRA investigates complaints against brokerage firms and their employees.

If you are considering filing a complaint against your broker, our SEC lawyers can help. You can choose Voxya online consumer complaint forum to file a complaint against the company to get a quick redressal of consumer complaints in India. FINRA is empowered to take disciplinary actions against brokers and their firms. To set up a free, comprehensive review of your broker complaint, please contact us today . With a main office in South Florida, we represent investors throughout the United States and North America. Complaints against Exchange Members: Capital Markets/ Futures & Options Segment: Non-Issuance of the Documents by the Trading Member Non-receipt of funds / securities Non-receipt of margin/security deposit given to the Zerodha is eating retail investors money. FINRA Investor Complaint Center 9509 Key West Avenue Rockville, MD 20850-3329 Phone: (240) 386-HELP (4357) Fax: (866) 397-3290 SEC filing or report Public companies Transfer agent Contact the SEC: Securities and 100 F

If you are still not satisfied with the firm's response, you can file a complaint with FINRA. If you’re considering filing a complaint against your financial advisor it’s important that you have a clear understanding of the general process. The SEC’s Office of Investor Education and Advocacy (OIEA) is issuing this Investor Bulletin to inform investors about how OIEA handles investor complaints and other ways investors may be able to resolve a securities